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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Houston | TX | 11/2004 | 10/2021 |
| Raymond James Financial Services, Inc. | Sugar Land | TX | 10/2021 | 09/2024 |
| Raymond James Financial Services Advisors, Inc. | Sugar Land | TX | 10/2021 | 09/2024 |
| The Noble Group | Sugar Land | TX | 10/2021 | Present |
| Lpl Financial Llc | Sugar Land | TX | 09/2024 | Present |
1) 09/2024 - The Noble Group / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-03-15 |
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