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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2022-03-16 |
| TX | RA | APPROVED | 2021-11-18 |
Branch Locations
6750 West Loop South Suite 155, Bellaire, TX 77401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Magnolia | TX | 01/2009 | 11/2021 |
| Securities America Advisors, Inc. | Lavista | NE | 01/2009 | 11/2021 |
| Lpl Financial Llc | Bellaire | TX | 11/2021 | Present |
1)11/10/2021 - Easter & Company Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2020 2)11/10/2021 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 1983 3)11/10/2021 - Real Estate Broker - Real estate broker but not actively doing business - Inv Rel - At Reported Business Location(s) - Start: 12/1980 4) 04/27/2022 - No Business Name - Not Investment Related - Home Based - Other - Trumpet Player - Start Date - 04/14/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading - Music Position / Trumpet Player.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-23 |
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