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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-30
  • TX RA
    APPROVED
    Since 2023-10-30

Branch Locations

6750 West Loop South Suite 825, Bellaire, TX 77401 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Attorney Houston TX 11/1998 10/2023
Sagepoint Financial Bellaire TX 09/2013 09/2023
The Ameriflex Group, Inc. Bellaire TX 03/2020 10/2023
Osaic Wealth, Inc. Bellaire TX 09/2023 10/2023
Kestra Investment Services, Llc Bellaire TX 10/2023 Present
Kestra Advisory Services, Llc Bellaire TX 10/2023 Present
  • 11/1998 → 10/2023
    Self-Employed Attorney
    Houston, TX
  • 09/2013 → 09/2023
    Sagepoint Financial
    Bellaire, TX
  • 03/2020 → 10/2023
    The Ameriflex Group, Inc.
    Bellaire, TX
  • 09/2023 → 10/2023
    Bellaire, TX
  • 10/2023 → Present
    Kestra Investment Services, Llc
    Bellaire, TX
  • 10/2023 → Present
    Bellaire, TX
Previous Registrations
  • 2023-09-01 → 2023-11-03
    Bellaire, TX
  • 2013-09-18 → 2023-09-01
    Osaic Services, Inc.
    Scottsdale, AZ
    Bellaire, TX
  • 2020-03-06 → 2020-04-20
    Bellaire, TX
  • 2010-03-17 → 2013-10-10
    Resource Horizons Investment Advisory, Inc.
    Bellaire, TX
  • 1999-04-21 → 2010-04-06
    Bellaire, TX
    Bellaire, TX
Other Businesses

Business Name: BADGER FINANCIAL LLC POSITION: Owner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/22/2006 ADDRESS: 6750 west loop south, suite 825, BELLAIRE TX 77401 DESCRIPTION: Investment of Funds generated from earnings generated by Park Place Financial Business Name: TANGLEWOOD CONDOS POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2023 ADDRESS: 1616 Fountainview Drive, Houston TX 77057 DESCRIPTION: Attend meetings. . make sure building is well maintained, responsibility for management of building and financial solvency of association Business Name: PARK PLACE FINANCIAL POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/30/2023 ADDRESS: 6750 west loop south, suite 825, bellaire TX 77401, United States DESCRIPTION: Registered Representative Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/30/2023 ADDRESS: 5707 southwest pkwy,, BLDG 2, suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: INTACT AMERICA POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/31/2023 ADDRESS: P.O. Box 8516, Tarrytown NY 10591, United States DESCRIPTION: attend meetings. . . offer advice

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-10-12
  • S63 Uniform Securities Agent State Law Examination
    1989-10-12
Designations

View on SEC IAPD

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