Malcolm Blake Pfenninger

Current Employers

Employment History

• 10/2010 → 01/2020
  Nylife Securities Llc
  Houston, TX
• 04/2010 → 01/2020
  New York Life Insurance Company
  Houston, TX
• 12/2013 → 01/2020
  Oak Bridge Financial, Llc
  Houston, TX
• 07/2014 → 01/2020
  Eagle Strategies Llc
  Houston, TX
• 01/2020 → 09/2023
  Sagepoint Financial, Inc.
  Bellaire, TX
• 01/2020 → 10/2023
  The Ameriflex Group, Inc.
  Bellaire, TX
• 09/2023 → 10/2023
  Osaic Wealth, Inc.
  Bellaire, TX
• 10/2023 → Present
  Kestra Investment Services, Llc
  Bellaire, TX
• 10/2023 → Present
  Kestra Advisory Services, Llc
  Bellaire, TX

Previous Registrations

• 2023-09-01 → 2023-11-01
  Osaic Wealth, Inc.
  Bellaire, TX
• 2020-01-03 → 2023-09-01
  Osaic Services, Inc.
  Bellaire, TX
• 2020-01-07 → 2020-12-31
  The Ameriflex Group
  Bellaire, TX
• 2014-07-03 → 2020-01-07
  Eagle Strategies Llc
  Houston, TX

Other Businesses

Busi Name: PARK PLACE FINANCIAL POSI: Registered Representative NOB: Insurance INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2020 ADDRESS: 6750 West Loop South, Suite 825, Bellaire TX 77401 DESC: Run proposals, make recommendations, complete applications, manage accounts, financial planning. Busi Name: KESTRA ADVISORY SERVICES LLC POSI: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/30/2023 ADDRESS: 6750 West Loop South, Suite 825, Bellaire TX 77401 DESC: Advisory Services Busi Name: GULFGATE POSI: Owner NOB: Real Estate INV REL: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2021 ADDRESS: 1180 Scenic Hwy 98, Unit 202, Destin FL 32541 DESC: Pay mortgage and collect rental revenue. On-site management takes care of everything.

Exams

• S66 Uniform Combined State Law Examination
  2014-06-02
• S63 Uniform Securities Agent State Law Examination
  2010-11-24

Designations