Michael John Levy

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Bellaire, TX
• 04/2006 → Present
  Kestra Investment Services, Llc
  Bellaire, TX

Previous Registrations

• 2004-05-13 → 2006-04-17
  Westpark Wealth Advisors, Inc.
  Houston, TX
• 1999-09-15 → 2004-12-31
  Ims Securities, Inc.
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

Business Name: Insurance commissions earned personally and in TLC Wealth Management, Inc. and TLC Insurance Services Investment Related: No Address: 6750 West Loop South, Suite 790 Bellaire TX 77401 Nature of Business: Insurance Position, Title or Relationship: President of TLC Wealth Management, Inc., of which TLC Insurance Services is a DBA. Start Date: 1/1/1997 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Searching for and placing a good and appropriate insurance product, given the needs of clients.Business Name: Jewish Federation Of Greater Houston Investment Related: No Address: 5603 S. Braeswood Houston TX 77096 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Member of the Board of Trustees Start Date: 2/1/1999 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Participate in board meetingsBusiness Name: TLC Wealth Management, Inc. Investment Related: Yes Address: 6750 West Loop South, Suite 790 Bellaire TX 77401 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President Start Date: 6/15/1999 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage the business and provide wealth management services to clients.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-03-03

Designations