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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-15
  • TX RA
    APPROVED
    Since 2025-09-15

Branch Locations

6750 W Loop S Suite 825, Bellaire, TX 77401 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Houston TX 07/2024 Present
Texas A&M University College Station TX 05/2020 06/2024
Carnegie Vanguard High School Houston TX 07/2016 05/2020
  • 07/2024 → Present
    Kestra Investment Services, Llc
    Houston, TX
  • 05/2020 → 06/2024
    Texas A&M University
    College Station, TX
  • 07/2016 → 05/2020
    Carnegie Vanguard High School
    Houston, TX
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/24/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-10
  • S66 Uniform Combined State Law Examination
    2025-09-10

View on SEC IAPD

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