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Scott A Friedman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

Chandler, AZ

Gilbert, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-25
CA RA APPROVED 2014-08-14
  • TX RA
    APPROVED_RES
    Since 2017-09-25
  • CA RA
    APPROVED
    Since 2014-08-14

Branch Locations

194 Wood Ave S Ci Business Controls, Iselin, NJ 08830 • United States

2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2014 Present
Previous Registrations
  • 2012-10-01 → 2014-03-19
    J.P. Morgan Securities Llc
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
  • 2008-09-16 → 2012-10-01
    Chase Investment Services Corp.
    Phoenix, AZ
    Scottsdale, AZ
    Tempe, AZ
    Mesa, AZ
    Scottsdale, AZ
    Phoenix, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-28
S63 Uniform Securities Agent State Law Examination 2006-07-25
  • S66 Uniform Combined State Law Examination
    2008-08-28
  • S63 Uniform Securities Agent State Law Examination
    2006-07-25
Other Names
  • Scott Aaron Friedman

View on SEC IAPD

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Other Offices

OSAIC ADVISORY SERVICES, LLC · Parsippany, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARSIPPANY, NJ
OSAIC WEALTH, INC. · PARSIPPANY, NJ
LINCOLN INVESTMENT · Parsippany, NJ
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PARSIPPANY, NJ
VETERI PLACE CORPORATION · PARSIPPANY, NJ
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT · PARSIPPANY, NJ
CETERA INVESTMENT ADVISERS LLC · PARSIPPANY, NJ

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