Dean Allan Holmes

Current Employers

Employment History

• 03/1999 → 11/2023
  Valic Financial Advisors, Inc
  Anaheim, CA
• 05/2002 → 11/2023
  American General Financial Advisors, Inc
  Anaheim, CA
• 12/2022 → 11/2023
  Agia
  Houston, TX
• 11/2023 → 01/2025
  Lincoln Financial Advisors Corporation
  Los Alamitos, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Los Alamitos, CA

Previous Registrations

• 2023-11-03 → 2025-01-24
  Osaic Fa, Inc.
  Irvine, CA
  Los Alamitos, CA
  San Ramon, CA
  Los Alamitos, CA
• 2000-09-29 → 2023-11-21
  Valic Financial Advisors, Inc.
  Los Alamitos, CA
  Woodland Hills, CA
  Fresno, CA
  Arroyo Grande, CA
• 2002-08-06 → 2009-05-02
  American General Financial Advisors, Inc.
  Anaheim, CA

Other Businesses

1) HOLMES BENEFIT CONSULTING LLC 2760 E. SPRING ST. STE. 190 LONG BEACH, CA 90806 CATEGORY: BOOKKEEPING INVESTMENT RELATED: NO TITLE: SELF DUTIES: BOOKKEEPING, RECORDKEEPING, AND ADMINISTRATIVE FUNCTIONS FOR SPOUSE'S COMPANY. START DATE: 4/6/18 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0 2) OAKWOOD WEALTH PARTNERS 5152 KATELLA AVE STE. 101 LOS ALAMITOS, CA 90720 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFER AND SERVICE FIXED INSURANCE PRODUCTS SUCH AS FIXED AND INDEXED ANNUTIES, DISABILITY, LONG-TERM CARE, AND TRADTIONAL LIFE INSURANCE. START DATE: 11/06/2023 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 120 3) SUCCESSOR TRUSTEE JOYCE HOLMES FAMILY TRUST AND ATTORNEY-IN-FACT ON HER FINANCIAL AND HEALTHCARE POA. POSITION: Self NATURE: Joyce Holmes is my 84yr old mom and my role as her financial POA and successor trustee is to assist her with the management of her portfolio while living and requesting funds on her behalf when needed as her POA or any other activity I can perform on her behalf that simplifies her life. Then at the end of her life, my role will change to that of a successor trustee and I'll be directly involved in the distribution of her estate per her wishes as documented in her family trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2024 ADDRESS: 3491 Lilly Avenue, Long Beach CA 90808, United States DESCRIPTION: Request funds from her IRA and or non-qualified accounts as needed, both accounts are currently with Corebridge Financial administrative duties such as an address change or any other such thing that may arise or become necessary 4) DEAN HOLMES - OAKWOOD WEALTH PARTNERS POSITION: Agent NATURE: Offer and service fixed insurance products, such as fixed and indexed annuities, disability, long-term care, and traditional life insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 11/06/2023 ADDRESS: 5152 Katella Ave., Ste. 101, Los Alamitos CA 90720, United States DESCRIPTION: Offer and service fixed insurance products, such as fixed and indexed annuities, disability, long-term care, and traditional life insurance.

Exams

• S66 Uniform Combined State Law Examination
  2015-08-10