Mark Sindrich

Current Employers

Employment History

• 06/1980 → Present
  Sindrich & Assoc
  Denver, CO
• 04/2016 → Present
  Kestra Investment Services, Llc
  Denver, CO
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Denver, CO

Other Businesses

Bus Name: Sindrich and Associates Investment Related: Yes Address: 1490 so pearl st denver CO 80210 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/1990 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: business development planning investment allocations Bus Name: Diversified Financial Partners LLC Investment Related: Yes Address: 2 Inverness Drive East St suite 187 Englewood CO 80112 Nature of Business: Insurance Position, Title or Relationship: member Start Date: 1/1/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: business management Bus Name: Five Story LLC Investment Related: Yes Address: 1490 South Pearl St Denver CO 80210 Nature of Business: Real Estate Position, Title or Relationship: member Start Date: 2/1/1996 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: rent property Bus Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Bus Name: Moneypenny Management LLC Investment Related: Yes Address: 1490 South Pearl Street Denver CO 80210 Nature of Business: Other Back Office Operations Position, Title or Relationship: member Start Date: 1/1/2017 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: owner office and sales Bus Name: MONEYPENNY MANAGEMENT LLC POSITION: member NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 24 SECURITIES TRADING HOURS: 21 START DATE: 01/01/2017 ADDRESS: 1490 South Pearl Street, Denver CO 80210, United States DESCRIPTION: owner office and sales

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-10-30

Designations