Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-09 |
| MO | RA | APPROVED | 2001-04-17 |
| TX | RA | APPROVED_RES | 1985-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 12/1982 | Present |
| Bank Of America, N.A. | Clayton | MO | 12/2009 | Present |
I*128319For profit or not for profit: Non-Profit OrganizationName of outside business organization: Mid America TransplantInvestment related: NAddress of business:St. Louis, Missouri 63110Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 1/1/2020Number of hours devoted: 3 hour(s) QuarterlyNumber of hours devoted during trading hours: 0Duties: Member of the Board of Directors. I*406624, Entity Type: Entity Governmental, Name of OBA: The Missouri Historical Society, Address: St Louis, Missouri, 63112, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 04/15/2023, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: As a Board Member I will be expected to attend Board meetings , attend museum museum events and serve as ambassador for the Museum. The Missouri Historical Society is a museum and educational research center.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-03 |
Reach out to this advisor