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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-30 |
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States
Reisterstown, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Hunt Valley | MD | 03/2009 | Present |
| City National Bank | Hunt Valley | MD | 07/2017 | Present |
(1) LIVING CLASSROOMS FOUNDATION; ADDRESS: 802 SOUTH CAROLINE ST BALTIMORE, MD 21231; BUSINESS DESCRIPTION: FOUNDATION FOR AT RISK YOUTH; NOT INVESTMENT RELATED; START DATE: 09/01/2007; CAPACITY: BOARD OF DIRECTORS; DUTIES: HELP WITH THEIR VARIOUS PROGRAMS, COACH AN AFTER SCHOOL PROGRAM AT ONE OF THE TARGET SCHOOLS; HOURS DEVOTED PER WEEK: 3; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 1 (2) BOYS' LATIN SCHOOL; ADDRESS: 822 W LAKE AVE BALTIMORE, MD 21210; BUSINESS DESCRIPTION: PRIVATE SCHOOL; NOT INVESTMENT RELATED; START DATE: 09/01/2008; CAPACITY: BOARD OF DIRECTORS; DUTIES: CHAIRMAN COMMITTEE ON TRUSTEES WHICH INCLUDES SELECTION OF POTENTIAL TRUSTEES, TRUSTEE EDUCATION & DUE DILIGENCE; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-10 |
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