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James Edward Matol

Tiaa-Cref Individual & Institutional Services, LLC

Iselin, NJ

Easton, PA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-28
NJ RA APPROVED 2023-07-19
  • PA RA
    APPROVED
    Since 2023-08-28
  • NJ RA
    APPROVED
    Since 2023-07-19

Branch Locations

194 S Wood Ave, Iselin, NJ 08830 • United States

Easton, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Iselin NJ 12/2011 Present
Tiaa Iselin NJ 12/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-30
S63 Uniform Securities Agent State Law Examination 1987-02-25
  • S66 Uniform Combined State Law Examination
    2000-06-30
  • S63 Uniform Securities Agent State Law Examination
    1987-02-25

View on SEC IAPD

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