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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-05-23
ME RA APPROVED 2008-03-05
  • FL RA
    APPROVED
    Since 2017-05-23
  • ME RA
    APPROVED
    Since 2008-03-05

Branch Locations

135 High Street, Ellsworth, ME 04605 • United States

25 Church Street, Deer Isle, ME 04627 • United States

21 Main St, Blue Hill, ME 04614 • United States

Venice, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Ellsworth ME 02/2008 Present
Bar Harbor Bank & Trust Ellsworth ME 02/2008 Present
  • 02/2008 → Present
    Infinex Investments, Inc.
    Ellsworth, ME
  • 02/2008 → Present
    Bar Harbor Bank & Trust
    Ellsworth, ME
Previous Registrations
  • 2002-10-04 → 2008-02-15
    Uvest Financial Services Group, Inc.
    Ellsworth, ME
    Ellsworth, ME
Other Businesses

1.) ALLIANZ INS.,HOPKINS,MN,INS,3-99 0 HRS.,PRINCIPAL FINANCIAL,DES MOINES,IA,INS-MEDICARE SUPP,6-98 4HRSMO,DELTA DENTAL,CONCORD,NH,INS.DENTAL,1995,0HR 2.) Aetna Ins Co. Health insurance sales. Ongoing service commission.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-17
  • S66 Uniform Combined State Law Examination
    2002-09-17

View on SEC IAPD

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