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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2005-03-28
  • ME RA
    APPROVED
    Since 2005-03-28

Branch Locations

135 High Street, Ellsworth, ME 04605 • United States

111 Main Street, Northeast Harbor, ME 04662 • United States

1055 Main Street, Somesville, ME 04660 • United States

82 Main Street, Bar Harbor, ME 04609 • United States

314 Main Street, Southwest Harbor, ME 04679 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bar Harbor Banking & Trust Company Ellsworth ME 08/2004 Present
Infinex Investments, Inc. Ellsworth ME 08/2004 Present
  • 08/2004 → Present
    Bar Harbor Banking & Trust Company
    Ellsworth, ME
  • 08/2004 → Present
    Infinex Investments, Inc.
    Ellsworth, ME
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-08
S63 Uniform Securities Agent State Law Examination 2001-08-23
  • S65 Uniform Investment Adviser Law Examination
    2002-01-08
  • S63 Uniform Securities Agent State Law Examination
    2001-08-23
Other Names
  • Sonya Lee Moon
  • Sonya Lee Moon
  • Sonya Lee Gifford

View on SEC IAPD

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