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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-04-16 |
| MD | RA | APPROVED | 2025-03-28 |
| NC | RA | APPROVED | 2025-03-28 |
| FL | RA | APPROVED | 2025-01-27 |
| NJ | RA | APPROVED | 2025-01-27 |
| NY | RA | APPROVED | 2024-12-19 |
| NH | RA | APPROVED | 2023-06-07 |
| ME | RA | APPROVED | 2021-06-11 |
Branch Locations
1067 Union Street, Bangor, ME 04401 • United States
333 State Street 2Nd Floor, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Bangor | ME | 03/2021 | Present |
| Td Bank N.A. | Ellsworth | ME | 11/2020 | 03/2021 |
| Td Bank N.A. | Ellsworth | ME | 04/2017 | 11/2020 |
| Moorings Inn And Mansell Boat Rentals | Southwest Harbor | ME | 06/2012 | 06/2017 |
| Td Bank N.A. | Bangor | ME | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-01-24 |
| S65 | Uniform Investment Adviser Law Examination | 2021-06-04 |
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