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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2015-06-22
  • ME RA
    APPROVED
    Since 2015-06-22

Branch Locations

135 High Street, Ellsworth, ME 04605 • United States

245 Camden Street, Rockland, ME 04841 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bar Harbor Bank & Trust/Financial Services Ellsworth ME 02/2013 Present
  • 02/2013 → Present
    Bar Harbor Bank & Trust/Financial Services
    Ellsworth, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-08
  • S66 Uniform Combined State Law Examination
    2015-06-08

View on SEC IAPD

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