Marvin Stewart Heiman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1986 → Present
  Sussex Financial Group, Inc.
  Deerfield, IL
• 08/2024 → Present
  Lpl Financial Llc
  Deerfield, IL

Previous Registrations

• 1997-12-26 → 2024-09-30
  Sussex Financial Group, Inc.
  Deerfield, IL

Other Businesses

1. 08/30/2024 - Sussex Financial Group, Inc.- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel- 40 Hrs Per Mnth- 40 Hrs During Trading 2. 08/30/2024 - LaMonica Financial Group, LLC- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel- 40 Hrs Per Mnth- 40 Hrs During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-05-20