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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-06 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
707 Lake Cook Rd Suite 250, Deerfield, IL 60015 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sussex Financial Group, Inc. | Deerfield | IL | 07/1986 | Present |
| Lpl Financial Llc | Deerfield | IL | 08/2024 | Present |
1. 08/30/2024 - Sussex Financial Group, Inc.- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel- 40 Hrs Per Mnth- 40 Hrs During Trading 2. 08/30/2024 - LaMonica Financial Group, LLC- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel- 40 Hrs Per Mnth- 40 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-20 |
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