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223 W Jackson Blvd. Suite 500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-04 |
| VA | RA | APPROVED | 2021-03-24 |
Branch Locations
Plainfield, IL • United States
223 W Jackson Blvd. Suite 500, Chicago, IL 60606 • United States
460 N. Main Street Suite 304, Glen Ellyn, IL 60137 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-09-22 |
Branch Locations
Plainfield, IL • United States
460 N. Main Street Suite 304, Glen Ellyn, IL 60137 • United States
2 Ascot Lane, Barrington, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2014-09-16 |
Branch Locations
2 Ascot Lane, Barrington, IL 60010 • United States
Plainfield, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gery Sadzewicz Consulting Llc | Plainfield | IL | 03/2009 | Present |
| Cornerstone Financial Planning, Inc. | Appleton | WI | 10/2009 | 12/2023 |
| Dls Capital | Bannockburn | IL | 10/2009 | 12/2018 |
| Chou America Management | Toronto | 11/2009 | 12/2016 | |
| Southern Wealth Management, Llp | Dallas | TX | 02/2010 | Present |
| Providence Wealth Advisors, Llc | South Holland | IL | 04/2010 | 12/2020 |
| Harbor Wealth Management | Plainfiled | IL | 04/2010 | Present |
| Fusion Capital, Llc | Plainfield | IL | 09/2010 | Present |
| Pactolus Private Wealth Management Llc | Plainfield | IL | 01/2011 | Present |
| Cla Financial Advisors | Plainfield | IL | 03/2011 | 03/2017 |
| Clear Perspective Advisors, Llc | Plainfield | IL | 04/2011 | Present |
| Cornerstone Select Advisors, Llc | St. Louis | MO | 03/2011 | Present |
| Centerpoint Wealth Management | Zionsville | IN | 11/2011 | 01/2024 |
| Poehling Capital Management, Inc | Madison | WI | 10/2011 | Present |
| Sentinus Llc | Plainfield | IL | 04/2012 | Present |
| Bridgeportfolio Inc | Chicago | IL | 04/2012 | 12/2021 |
| Us Financial Advisors, Llc | Braintree | MA | 01/2013 | 01/2018 |
| Truro Asset Management, Llc | Braintree | MA | 01/2013 | 01/2018 |
| Aeg Capital, Llc | Plainfield | IL | 07/2013 | Present |
| Tetley Investments Llc | Chicago | IL | 04/2012 | Present |
| Vital Wealth Management, Llc | Rosemont | IL | 06/2013 | Present |
| Leftbrain Wealth Management, Llc | Plainfield | IL | 02/2014 | Present |
| Acorn Wealth Advisors, Llc | Plainfield | IL | 02/2014 | Present |
| Fort Dearborn Capital Advisors, Llc | Chicago | IL | 05/2014 | 01/2017 |
| Clearview Wealth Solutions, Llc | Plainfield | IL | 07/2014 | Present |
| 83Rd Street Wealth Management, Llc | Plainfield | IL | 07/2014 | Present |
| Laureate Wealth Management, Llc | Plainfield | IL | 07/2014 | Present |
| Premise Capital, Llc | Naperville | IL | 02/2012 | Present |
| Avocet Capital Management, Llc | Chicago | IL | 01/2011 | Present |
| Pactolus Securities, Llc | Mclean | VA | 03/2015 | Present |
| Iasg Alternatives, Llc | Chicago | IL | 03/2015 | 03/2022 |
| Orchard Capital Management, Llc | Chicago | IL | 06/2015 | Present |
| Sws Partners, Llc | Columbus | OH | 10/2015 | 12/2016 |
| Bower Hill Capital Management Llc | Presto | PA | 01/2016 | 10/2018 |
| Halo Securities, Llc | Joliet | IL | 01/2016 | 02/2025 |
| Ocean Park Securities, Llc | Los Angeles | CA | 02/2016 | 05/2018 |
| Ballast Equity Management, Llc | Plainfield | IL | 02/2016 | 12/2016 |
| Virtue Asset Management Llc | Barrington | IL | 05/2016 | 03/2023 |
| Stevard Llc | Chicago | IL | 08/2016 | Present |
| Recon Capital Partners | Stamford | CT | 10/2013 | 03/2018 |
| Jyh, Llc | Plainfield | IL | 02/2017 | 11/2019 |
| Broadwater Advisors, Llc | Plainfield | IL | 01/2017 | 07/2018 |
| Stellam Advisors Llc | Stamford | CT | 02/2017 | 11/2017 |
| Stonebridge Wealth Management Llc | Oak Brook | IL | 11/2016 | 03/2018 |
| Emberhouse, Llc | Plainfield | IL | 12/2016 | 02/2017 |
| Veracity Wealth Management Llc | Plainfield | IL | 10/2017 | 07/2018 |
| Southern Wealth Securities | San Antonio | TX | 11/2017 | Present |
| Drury Wealth Management, Llc | Plainfield | IL | 11/2017 | 01/2018 |
| Flint Wealth Management, Llc | Plainfield | IL | 05/2018 | 11/2019 |
| Ria, Llc | Plainfield | IL | 11/2018 | 12/2018 |
| Donnelly Penman & Partners | Grosse Pointe | MI | 07/2019 | Present |
| Brg Capital Advisors | Nashville | TN | 10/2020 | 08/2021 |
| Najarian Family Office | Chicago | IL | 11/2018 | Present |
| Abridge Partners | Plainfield | IL | 09/2013 | Present |
| Financial Solutions | Plainfield | IL | 01/2016 | Present |
| Fairhaven Wealth Management | Plainfield | IL | 10/2014 | Present |
| Forum Private Client Group | Plainfield | IL | 12/2017 | Present |
| Iht Wealth Management | Plainfield | IL | 01/2018 | 01/2022 |
| Intelligent Wealth Solutions | Plainfield | IL | 03/2019 | Present |
| Isthmus Partners | Plainfield | IL | 04/2014 | Present |
| Kerberrose Wealth Management | Plainfield | IL | 07/2014 | Present |
| Left Brain Investment Research | Plainfield | IL | 08/2019 | Present |
| Lfs Wealth Advisors | Plainfield | IL | 06/2010 | 01/2023 |
| Midwest Proffsional Planners | Plainfield | IL | 01/2014 | Present |
| Lloyd Park | Plainfield | IL | 11/2014 | Present |
| Mpi Wealth Management | Plainfield | IL | 07/2019 | Present |
| Pax Financial Group | Plainfield | IL | 06/2020 | Present |
| Pinkerton Retirement Specialist | Plainfield | IL | 01/2014 | Present |
| Profit Investments | Plainfield | IL | 01/2018 | Present |
| Rebellion Capital Advisors | Plainfield | IL | 03/2021 | 12/2025 |
| Waterloo Captial | Plainfield | IL | 01/2012 | Present |
| Lucy Wealth Management | Plainfield | IL | 06/2021 | 03/2022 |
| Landaas & Company | Milwaukee | WI | 07/2021 | Present |
| Rpr Financial | Plainfield | IL | 10/2021 | Present |
| Deer Isle Capital | Miami | FL | 06/2022 | Present |
| Carter Financial Group, Inc | Plaifield | IL | 02/2019 | Present |
| Democracy Investment Management, Llc | Plainfield | IL | 01/2023 | Present |
| Focused Alpha, Llc | Plainfield | IL | 08/2020 | Present |
| Griffin Asset Management, Llc | Plainfield | IL | 03/2019 | Present |
| Halo Investment Services, Llc | Tucson | AZ | 03/2023 | Present |
| Isthmus Partners, Llc | Plainfield | IL | 11/2018 | Present |
| Sherman Porfolios | Plainfield | IL | 07/2022 | Present |
| The Legacy Financial Group | Plainfield | IL | 11/2018 | Present |
| Virtus Real Estate, Llc | Plainfield | IL | 11/2018 | Present |
| Typhon Capital Management Llc | Plainfield | IL | 11/2021 | 12/2024 |
| Titleist Wealth Management, Llc | Plainfield | IL | 02/2023 | Present |
| Providence Wealth Advisors, Llc | Plainfield | IL | 04/2010 | Present |
| Kurv Investment Management, Llc | Plainfield | IL | 11/2022 | Present |
| Dominion Wealth Management, Llc | Plainfield | IL | 07/2021 | Present |
| Titleist Capital, Llc | San Antonio | TX | 01/2024 | Present |
| Capella Securities Llc | Tucson | AZ | 08/2025 | Present |
| Lemley, Yarling & Co. | Tucson | AZ | 06/2026 | Present |
1)GERY SADZEWICZ CONSULTING LLC WAS FORMED TO PROVIDE OUTSOURCED CCO AND RELATED CONSULTING SERVICES FOR IA'S AND BD'S AND TO PROVIDE OUTSOURCED FINOP SERVICES. I AM THE SOLE OWNER AND HAVE PERMISSION FROM THE EMPLOYING FIRMS TO PROVIDE THESE SERVICES. THE FIRMS THAT I SERVE AS AN OFFICER FOR ARE DISCLOSED IN THE EMPLOYMENT HISTORY SECTION OF MY FORM U-4. Mr. SADZEWICZ DEVOTES APPROXIMATELY 160-180 HRS PER MONTH TO THIS BUSINESS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-05 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-15 |
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