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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-02-01 |
| KY | RA | APPROVED | 2019-10-18 |
| TX | RA | APPROVED_RES | 2019-10-18 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.J.B. Hilliard, W.L. Lyons, Inc. | Morristown | TN | 10/1982 | 10/2018 |
| Jjb Hilliard Wl Lyons Llc | Lexington | KY | 10/2018 | Present |
| Robert W. Baird & Co. Incorporated | Danville | KY | 10/2019 | Present |
1)UNIVERSITY OF KENTUCKY GAINES CENTER FOR THE HUMANITIES, NON-INVEST RELATED, 550 HIGH STREET, LEXINGON KY 40508, NATURE-EDUCATIONAL, BOARD MEMBER, 10/11/2007, LESS THAN 3 HRS/MONTH, 0 HRS DURING TRADING HRS, DUTIES-OVERSIGHT OF DIRECTOR AND FUNDRAISING. 2)SHAKER VILLAGE AT PLEASANT HILL, INVEST RELATED, 3501 LEXINGTON RD, HARRODSBURG KY 40330, NATURE-CHARITABLE, BOARD MEMBER, Investment/finance committee STARTED - 10/2008, LESS THAN 1 HR/MONTH AND 0 HRS DURING TRADING HRS, DUITES-BOARD OVERSIGHT. 3) AMERICAN HEART ASSOCIATION, START DATE, 05/04/2015, 354 WALLER AVENUE #110 LEXINGTON,KY 40504, 2 HR.MO, O HRS/MO TRADING HOURS, CHAIRMAN, COONDUCT BOARD MEETING AND PROVIDE ACCOUNTABILITY TO THE PROFESSIONAL STAFF. Name and Address: Triangle Foundation West Vine Street Lexington KY 40507 Start Date: 1/98 Hours Spent: 0-1 hours/month Hours Spent during trading hours: 0-1 hours/month Role/Responsibility: Board Member/Director with check-signing authority Non Investment Related Name and Address: Downtown Lexington Partnership High Street Lexington KY 40507 Start Date: 1/1/2000 Hours Spent: 0-1 hours/month Hours Spent during trading hours: 0-1 hours/month Role/Responsibility: Board Chair Emeritus with check-signing authority Non Investment Related Name/Address: Long Run Woodford Hounds Webb Road Louisville KY 40507 Start Date: 1/1/20 Hours Spent: 10-15 hours/month Hours Spent During Trading: Zero Role/Responsibility: Chair of the Finance Committee and Investment Committee Investment Related Name/Address: Hillwood Farm / 5221 Bethel Rd, Lexington, KY 40511 Start Date: 11/30/95 Hours Spent: 0-4 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-31 |
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