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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-10-30
TX RA APPROVED_RES 2015-10-28
AL RA APPROVED 2008-02-08
TN RA APPROVED 2004-02-06
  • LA RA
    APPROVED
    Since 2015-10-30
  • TX RA
    APPROVED_RES
    Since 2015-10-28
  • AL RA
    APPROVED
    Since 2008-02-08
  • TN RA
    APPROVED
    Since 2004-02-06

Branch Locations

201 Settlers Trace Boulevard Suite 3004, Lafayette, LA 70508 • United States

Broussard, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Lafayette LA 12/2003 Present
Other Businesses

La-Miss-W Tenn District of Kiwanis / 5253 Dijon Drive, Suite bBaton RougeLouisiana70808 / Coaching Club Presidents about Kiwanis, along with helping to increase membership in their respective clubs. / Service Organization / Community Service / Attend club meetings, district meetings and help coach club officers and board members. Advisory role completely. / Lt. Governor, my role will be to educate club officers on Kiwanis and help grow membership. / 10/1/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-18
  • S66 Uniform Combined State Law Examination
    2004-03-18

View on SEC IAPD

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