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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-30 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
350 S. Hope Avenue Suite A-200, Santa Barbara, CA 93105 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Advisors, Inc | Fort Lauderdale | FL | 11/2016 | Present |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 11/2016 | Present |
| Tkg Finanacial, Llc | Santa Barbara | CA | 05/2015 | Present |
DBA: TKG Financial, LLC - 350 S. HOPE AVENUE, SUITE A-200, SANTA BARBARA, CA 93105; Conversion from BD to DBA under Kovack Securities and Investments; Investment Related; Sr. Sales Assistant; Liason for all brokers and staff with Kovack Securities home office; 100% of time spent 2) SANTA BARBARA 500 CLUB - 185 LASSEN DRIVE, SANTA BARBARA, CA 93111; CLUB FOR WOMEN BOWLERS; PRESIDENT; NON-INVESTMENT RELATED; DIRECT ACTIVITIES OF THE CLUB-TOURNAMENTS & SOCIAL EVENTS; 5 HRS/ MONTH 3) DYNAMIC IMAGING/TURTLE LOVE TREASURES - 40 VALDEZ AVENUE, GOLETA, CA 93117; PARTNER ; SELL ON ETSY WESBITE AND WWW.TURTLELOVETREASURES.COM CUSTOM MADE PET ID'S AND CUSTOM MADE ORNAMENTS; NON-INVESTMENT RELATED; 2% OF TIME SPENT 4) COLOR STREET NAILS- 40 VALDEZ AVENUE, GOLETA, CA 93117; NON-INVESTMENT RELATED; SET UP PARTIES FOR CUSTOMERS TO PURCHASE NAIL DECORATIONS; SALES REP; LESS THAN 3% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-22 |
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