Barbara Jean Ralston

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → Present
  Kovack Advisors, Inc
  Fort Lauderdale, FL
• 11/2016 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 05/2015 → Present
  Tkg Finanacial, Llc
  Santa Barbara, CA

Previous Registrations

• 2005-06-15 → 2017-07-24
  Tkg Financial, Llc
  Santa Barbara, CA
  Santa Barbara, CA
  Montecito, CA

Other Businesses

DBA: TKG Financial, LLC - 350 S. HOPE AVENUE, SUITE A-200, SANTA BARBARA, CA 93105; Conversion from BD to DBA under Kovack Securities and Investments; Investment Related; Sr. Sales Assistant; Liason for all brokers and staff with Kovack Securities home office; 100% of time spent 2) SANTA BARBARA 500 CLUB - 185 LASSEN DRIVE, SANTA BARBARA, CA 93111; CLUB FOR WOMEN BOWLERS; PRESIDENT; NON-INVESTMENT RELATED; DIRECT ACTIVITIES OF THE CLUB-TOURNAMENTS & SOCIAL EVENTS; 5 HRS/ MONTH 3) DYNAMIC IMAGING/TURTLE LOVE TREASURES - 40 VALDEZ AVENUE, GOLETA, CA 93117; PARTNER ; SELL ON ETSY WESBITE AND WWW.TURTLELOVETREASURES.COM CUSTOM MADE PET ID'S AND CUSTOM MADE ORNAMENTS; NON-INVESTMENT RELATED; 2% OF TIME SPENT 4) COLOR STREET NAILS- 40 VALDEZ AVENUE, GOLETA, CA 93117; NON-INVESTMENT RELATED; SET UP PARTIES FOR CUSTOMERS TO PURCHASE NAIL DECORATIONS; SALES REP; LESS THAN 3% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-10
• S63 Uniform Securities Agent State Law Examination
  1985-05-22

Other Names

• Barbara Jean Porto