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Randall Dean Clark

Corient

Carmel, IN

Indianapolis, IN

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-10-31
TX RA APPROVED 2023-10-31
  • IN RA
    APPROVED
    Since 2023-10-31
  • TX RA
    APPROVED
    Since 2023-10-31

Branch Locations

Carmel, IN • United States

500 E 96Th Street Suite 450, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windsor Wealth Management Indianapolis IN 12/1986 10/2023
Crown Capital Securities, Lp Orange CA 08/2009 10/2023
Corient Indianapolis IN 10/2023 Present
Corient Services Llc Miami FL 10/2023 Present
  • 12/1986 → 10/2023
    Windsor Wealth Management
    Indianapolis, IN
  • 08/2009 → 10/2023
    Crown Capital Securities, Lp
    Orange, CA
  • 10/2023 → Present
    Corient
    Indianapolis, IN
  • 10/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 1998-12-09 → 2023-11-13
    Windsor Wealth Management, Inc.
    Indianapolis, IN
    Indianapolis, IN
Other Businesses

(1) START DATE 03/2012 I DEVOTE 6 HRS/MO (NONE DURING TRADING) AS OWNER OF SDC PROPERTY MANAGEMENT LLC. THIS IS NOT AN INVESTMENT RELATED ACTIVITY AND MY DUTIES MOSTLY CONSIST OF CONSULTING WITH MY PROPERTY MANAGER. BUSINESS ADDRESS IS THE SAME AS RESIDENTIAL.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-03-16
  • S63 Uniform Securities Agent State Law Examination
    1983-03-16
Designations

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WILLIAMSON LEGACY GROUP, LLC

Other Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY
CHRISTOPHER JOHN ROUTT
DAVID STEWART LANE WEIR
CATHERINE HARSTICK
BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

More in Carmel, IN

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