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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| CA | RA | APPROVED | 2009-02-09 |
Branch Locations
180 North Riverview Drive Suite 220, Anaheim Hills, CA 92808 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2009 | Present |
| Diversified Investment Services, Inc. | Anaheim Hills | CA | 02/2009 | Present |
1. Fixed insurance sales, as of 1983, 2% of time spent during business hours, at branch location, investment related. 2. Diversified Investment Services, Inc., president and owner of entity created for securities business, as of 01/01/1993, at branch location, investment related. 3. Co-owner, Conway Sky Slide, LLC; holding private investments; Located in Achorage, KY; as of 01/01/2026; 0% of time spent during business hours; Not Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-07-05 |
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