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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-24
CA RA APPROVED 2017-07-13
  • TX RA
    APPROVED_RES
    Since 2021-05-24
  • CA RA
    APPROVED
    Since 2017-07-13

Branch Locations

8166 E Santa Ana Canyon Rd, Ste 200, Anaheim Hills, CA 92808 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Huntington Beach CA 04/2016 07/2017
Kinecta Federal Credit Union Huntington Beach CA 04/2016 07/2017
Kinecta Financial & Insurance Services, Llc Westlake Village CA 04/2016 07/2017
Happy Nails & Spa Irvine CA 04/2014 10/2017
Jp Morgan Securities Llc Anaheim CA 07/2017 Present
Glamor Nails & Spa Huntington Beach CA 01/2018 04/2026
  • 04/2016 → 07/2017
    Lpl Financial
    Huntington Beach, CA
  • 04/2016 → 07/2017
    Kinecta Federal Credit Union
    Huntington Beach, CA
  • 04/2016 → 07/2017
    Kinecta Financial & Insurance Services, Llc
    Westlake Village, CA
  • 04/2014 → 10/2017
    Happy Nails & Spa
    Irvine, CA
  • 07/2017 → Present
    Anaheim, CA
  • 01/2018 → 04/2026
    Glamor Nails & Spa
    Huntington Beach, CA
Previous Registrations
  • 2016-04-18 → 2017-07-20
    Laguna Hills, CA
    Huntington Beach, CA
    San Diego, CA
    Huntington Beach, CA
    Costa Mesa, CA
  • 2013-01-28 → 2016-04-22
    Yorba Linda, CA
    Yorba Linda, CA
    Anaheim, CA
    Anaheim, CA
  • 2011-02-23 → 2013-01-25
    Alhambra, CA
    Los Angeles, CA
    Pasadena, CA
    Garden Grove, CA
    Los Angeles, CA
    Torrance, CA
    Rolling Hills Estates, CA
  • 2009-10-23 → 2011-02-16
    Newport Beach, CA
    Huntington Beach, CA
    Huntington Beach, CA
  • 2002-10-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Huntington Beach, CA
    Huntington Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-29
S63 Uniform Securities Agent State Law Examination 1994-11-15
  • S66 Uniform Combined State Law Examination
    2002-10-29
  • S63 Uniform Securities Agent State Law Examination
    1994-11-15

View on SEC IAPD

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