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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-24 |
| CA | RA | APPROVED | 2017-07-13 |
Branch Locations
8166 E Santa Ana Canyon Rd, Ste 200, Anaheim Hills, CA 92808 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Huntington Beach | CA | 04/2016 | 07/2017 |
| Kinecta Federal Credit Union | Huntington Beach | CA | 04/2016 | 07/2017 |
| Kinecta Financial & Insurance Services, Llc | Westlake Village | CA | 04/2016 | 07/2017 |
| Happy Nails & Spa | Irvine | CA | 04/2014 | 10/2017 |
| Jp Morgan Securities Llc | Anaheim | CA | 07/2017 | Present |
| Glamor Nails & Spa | Huntington Beach | CA | 01/2018 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-15 |
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