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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-04
CA RA APPROVED 2024-02-07
  • TX RA
    APPROVED
    Since 2024-10-04
  • CA RA
    APPROVED
    Since 2024-02-07

Branch Locations

17490 Yorba Linda Blvd, Yorba Linda, CA 92886 • United States

8166 E Santa Ana Canyon Rd, Ste 200, Anaheim Hills, CA 92808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Fullerton CA 10/2016 05/2017
California Army National Guard Los Angeles CA 07/2013 05/2019
Jpmorgan Chase Bank, N.A. Fullerton CA 08/2015 07/2017
Jpmorgan Securities Llc Anaheim CA 07/2017 05/2021
Jpmorgan Securities Llc Anaheim CA 05/2021 12/2023
Jpmorgan Securities Llc Anaheim CA 12/2023 Present
Jpmorgan Chase Bank Anaheim CA 12/2023 Present
  • 10/2016 → 05/2017
    Jpmorgan Securities Llc
    Fullerton, CA
  • 07/2013 → 05/2019
    California Army National Guard
    Los Angeles, CA
  • 08/2015 → 07/2017
    Jpmorgan Chase Bank, N.A.
    Fullerton, CA
  • 07/2017 → 05/2021
    Jpmorgan Securities Llc
    Anaheim, CA
  • 05/2021 → 12/2023
    Jpmorgan Securities Llc
    Anaheim, CA
  • 12/2023 → Present
    Jpmorgan Securities Llc
    Anaheim, CA
  • 12/2023 → Present
    Jpmorgan Chase Bank
    Anaheim, CA
Other Businesses

Entity Name: Anthony Argy Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 08/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Selling trading cards online

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-07
S63 Uniform Securities Agent State Law Examination 2017-05-03
  • S66 Uniform Combined State Law Examination
    2024-02-07
  • S63 Uniform Securities Agent State Law Examination
    2017-05-03
Other Names
  • Anthony J Argy
  • Tony Argy
  • Anthony James Argy Jr.

View on SEC IAPD

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