Best Investors Account Sign in
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-04
CA RA APPROVED 2024-02-07
  • TX RA
    APPROVED
    Since 2024-10-04
  • CA RA
    APPROVED
    Since 2024-02-07

Branch Locations

17490 Yorba Linda Blvd, Yorba Linda, CA 92886 • United States

8166 E Santa Ana Canyon Rd, Ste 200, Anaheim Hills, CA 92808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Fullerton CA 10/2016 05/2017
California Army National Guard Los Angeles CA 07/2013 05/2019
Jpmorgan Chase Bank, N.A. Fullerton CA 08/2015 07/2017
Jpmorgan Securities Llc Anaheim CA 07/2017 05/2021
Jpmorgan Securities Llc Anaheim CA 05/2021 12/2023
Jpmorgan Securities Llc Anaheim CA 12/2023 Present
Jpmorgan Chase Bank Anaheim CA 12/2023 Present
  • 10/2016 → 05/2017
    Jpmorgan Securities Llc
    Fullerton, CA
  • 07/2013 → 05/2019
    California Army National Guard
    Los Angeles, CA
  • 08/2015 → 07/2017
    Jpmorgan Chase Bank, N.A.
    Fullerton, CA
  • 07/2017 → 05/2021
    Jpmorgan Securities Llc
    Anaheim, CA
  • 05/2021 → 12/2023
    Jpmorgan Securities Llc
    Anaheim, CA
  • 12/2023 → Present
    Jpmorgan Securities Llc
    Anaheim, CA
  • 12/2023 → Present
    Jpmorgan Chase Bank
    Anaheim, CA
Other Businesses

Entity Name: Anthony Argy Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 08/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Selling trading cards online

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-07
S63 Uniform Securities Agent State Law Examination 2017-05-03
  • S66 Uniform Combined State Law Examination
    2024-02-07
  • S63 Uniform Securities Agent State Law Examination
    2017-05-03
Other Names
  • Anthony J Argy
  • Tony Argy
  • Anthony James Argy Jr.

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Yorba Linda, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor