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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-14 |
| CA | RA | APPROVED | 2020-09-18 |
Branch Locations
8132 E Santa Ana Canyon Rd, Anaheim, CA 92808 • United States
4802 Main St, Yorba Linda, CA 92886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 06/2015 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 06/2015 | Present |
I*132541For profit or not for profit: For-Profit OrganizationName of outside business organization: AmwayInvestment related: NAddress of business:Tustin, California 92780Nature of business: Sole Proprietorship,Position, title, association: Other, Independent Business OwnerStart date of relationship: 9/1/2015Number of hours devoted: 5 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: E-commerceService clients orders via online website
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-17 |
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