Kevin Lee

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 09/2016
  Newport Coast Securities
  Newport Beach, CA
• 09/2017 → Present
  Centaurus Finanical, Inc
  Anaheim, CA
• 10/2016 → 09/2017
  Newport Coast Securities
  Newport Beach, CA

Previous Registrations

• 2009-08-17 → 2010-03-15
  Gordon Carlson & Associates
  Irvine, CA
• 2007-12-05 → 2009-08-20
  Newport Coast Securities, Inc.
  Irvine, CA
  New York, NY
• 2003-03-04 → 2003-06-30
  Morgan Stanley Dw Inc.
  Palo Alto, CA

Exams

• S66 Uniform Combined State Law Examination
  2003-02-10

Other Names

• Kevin Chong Yi
• Kevin Chong Lee
• Kevin Lee