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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-12
CA RA APPROVED 2018-08-22
  • FL RA
    APPROVED
    Since 2025-09-12
  • CA RA
    APPROVED
    Since 2018-08-22

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

3175 Sunset Blvd. Suite #102, Rocklin, CA 95677 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 10/2012 08/2018
Questar Asset Management Minneapolis MN 10/2012 08/2018
Centaurus Financial, Inc. Anaheim CA 08/2018 Present
  • 10/2012 → 08/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 10/2012 → 08/2018
    Questar Asset Management
    Minneapolis, MN
  • 08/2018 → Present
    Anaheim, CA
Previous Registrations
  • 2012-10-11 → 2018-08-10
    Questar Asset Management, Inc.
    Minneapolis, MN
    Rocklin, CA
  • 2010-07-28 → 2012-10-11
    Woodbury Financial Services, Inc.
    Roseville, CA
    Roseville, CA
    Rocklin, CA
    Roseville, CA
    Roseville, CA
  • 2007-02-13 → 2010-07-30
    Loomis, CA
Other Businesses

1. SOUTH PLACER TAX & BOOKKEEPING SERVICES POSITION: Advisor NATURE: Estate Planning Services Trust and Will Creation and document filing plus processing. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 07/30/2025 ADDRESS: 3175 Sunset Blvd, Suite 102, Rocklin CA 95677, United States DESCRIPTION: We offer living trusts and wills thru an agreement we have with attorneys to offer estate planning documents within our office where we help do the data entry and the notarization and filing of estate planning documents on behalf of our clients for a few. 2. SOUTH PLACER TAX & BOOKKEEPING SERVICES POSITION: Owner Operator NATURE: Tax, accounting, payroll, bookkeeping services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2011 ADDRESS: 3175 Sunset Blvd, Suite 102, Rocklin CA 95677, United States DESCRIPTION: More hours during tax season, preparing returns, meeting with business owners, directing the company 3. GARRICK GOOKIN, NON-INVESTMENT RELATED, 3175 SUNSET BLVD., SUITE #102, ROCKLIN, CA 95677, NOTARY BUSINESS, OWNER OPERATOR, SINCE 1/1/2016, DEVOTED TIME IS ONE HOUR A MONTH, NOTARIZE DOCUMENTS FOR CLIENTS AND PROSPECTS FROM OUR MULTIPLE BUSINESSES. 4. OWNER, SOUTH PLACER WEALTH MANAGEMENT GROUP, 3175 SUNSET BLVD., #102, ROCKLIN, CA 95677. DBA FOR BRANDING PURPOSES ONLY. 5. OWNER, SOUTH PLACER TAX/TAX WORKS, 3175 SUNSET BLVD., #102, ROCKLIN, CA 95677. NON INVESTMENT RELATED SINCE 2011 AND I SPEND APPROX. 10-100 HOURS ON THIS ACTIVITY. TAX PLANNING & TAX PREPARE. 6. X-MAS LIGHT GUYS, NON-INVESTMENT RELATED, ROCKLIN, CA 95677, HANG X-MAS LIGHTS IN NOVEMBER AND DECEMBER FOR ELDERLY, OWNER OPERATED, SINCE 11/15/2005, DEVOTED TIME IS ONE HOURS A MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-02
S63 Uniform Securities Agent State Law Examination 2005-05-06
  • S66 Uniform Combined State Law Examination
    2007-02-02
  • S63 Uniform Securities Agent State Law Examination
    2005-05-06
Other Names
  • Garrick Gookin

View on SEC IAPD

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