Paul Jeremiah Toohey

Tcfg Investment Advisors, LLC

Anaheim Hills, CA

Laguna Niguel, CA

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Current Employers

Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-01-14
MI	RA	APPROVED	2025-01-07
TX	RA	APPROVED_RES	2025-01-03
MT	RA	APPROVED	2024-06-18
CA	RA	APPROVED	2017-10-06

OH RA
APPROVED

Since 2025-01-14
MI RA
APPROVED

Since 2025-01-07
TX RA
APPROVED_RES

Since 2025-01-03
MT RA
APPROVED

Since 2024-06-18
CA RA
APPROVED

Since 2017-10-06

Branch Locations

140 S. Chaparral Court, Ste 130, Anaheim Hills, CA 92808 • United States

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Anaheim Hills	CA	11/1999	10/2017
The Planners Network, Inc.	Anaheim Hills	CA	05/2001	Present
Paul J. Toohey	Anaheim Hills	CA	09/1983	Present
Tcfg Wealth Management, Llc	Laguna Niguel	CA	10/2017	Present
Tcfg Investment Advisors, Llc	Laguna Niguel	CA	10/2017	Present
Tcfg Insurance Solutions, Llc	Laguna Niguel	CA	10/2017	Present

11/1999 → 10/2017

National Planning Corporation

Anaheim Hills, CA
05/2001 → Present

The Planners Network, Inc.

Anaheim Hills, CA
09/1983 → Present

Paul J. Toohey

Anaheim Hills, CA
10/2017 → Present

Tcfg Wealth Management, Llc

Laguna Niguel, CA
10/2017 → Present

Tcfg Investment Advisors, Llc

Laguna Niguel, CA
10/2017 → Present

Tcfg Insurance Solutions, Llc

Laguna Niguel, CA

Previous Registrations

2001-05-29 → 2017-12-31

The Planners Network, Inc.

Anaheim Hills, CA

Anaheim Hills, CA

Ahaheim Hills, CA

Other Businesses

Paul J. Toohey | Not investment related | 9/1/1982 | 140 S. Chaparral Court Suite 130 Anaheim Hills CA 92808 | Sole Proprietor 20 hours total, 10 during trading hours, Insurance Sales OCHOG| Orange County Harley Owners Group | Not Investment Related| Treasurer| 8677 Research Drive, Irvine, CA 92618| 4 hours per month, 0 during trading hours, Accounting and Bookkeeping 2E Wealth Management Inc | Not investment related | President | 1/3/2001 | 140 S. CHAPARRAL COURT ANAHEIM HILLS CA 92808 | 20 hours total, 20 during trading hours | Corporate Tax Entity. TCFG Investment Advisors, LLC | Investment related | 10/5/2017 | RIA Rep | 140 S. Chaparral Court Suite 130 Anaheim Hills CA 92808 |100 hours total, 80 during trading hours | TCFG Insurance Solutions, LLC| Not investment related | 10/6/2017 | Insurance Agent | 140 S. Chaparral Court Suite 130 Anaheim Hills CA 92808 | 20 hours total, 10 during trading hours | Sale of various insurance products |

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-06-04

S63 Uniform Securities Agent State Law Examination

1996-06-04

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · ANAHEIM HILLS, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANAHEIM, CA

TRANSAMERICA FINANCIAL ADVISORS, LLC · Anaheim, CA

LPL FINANCIAL LLC · ANAHEIM, CA

COMMONWEALTH FINANCIAL NETWORK · ANAHEIM HILLS, CA

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Anaheim, CA

MCILRATH & ECK, LLC · Anaheim, CA

GRIFFIN FINANCIAL · ANAHEIM HILLS, CA

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