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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-15 |
| TN | RA | APPROVED | 2012-06-07 |
Branch Locations
1319 Sunset Drive Suite 201, Johnson City, TN 37604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Johnson City | TN | 06/2012 | Present |
1. Coalition for Kids (C4K); 24233 Susannah St Johnson City TN 37601; A non-profit empowering kids to grow academically, physically, spiritually and socially. Changing the world one child at a time; Board Member; Strategic planning and probably fundraising; 11/20/2024; 5.00hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-10-02 |
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