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Barry D Masci

Wells Fargo Clearing Services, LLC

San Diego, CA

Bossier City, LA

CRD 1081936

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-04-04
AZ RA APPROVED 2017-05-08
CA RA APPROVED 2014-03-07
TX RA APPROVED 2014-03-07
  • LA RA
    APPROVED
    Since 2023-04-04
  • AZ RA
    APPROVED
    Since 2017-05-08
  • CA RA
    APPROVED
    Since 2014-03-07
  • TX RA
    APPROVED
    Since 2014-03-07

Branch Locations

12531 High Bluff Dr Ste 400, San Diego, CA 92130 • United States

Bossier City, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 03/2014 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2014-03-10
    Morgan Stanley
    San Diego, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    San Diego, CA
  • 2000-01-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-06
S63 Uniform Securities Agent State Law Examination 1983-05-04
  • S65 Uniform Investment Adviser Law Examination
    2014-10-06
  • S63 Uniform Securities Agent State Law Examination
    1983-05-04
Designations
  • Chartered Financial Analyst
Other Names
  • Barry Dane Mash

View on SEC IAPD

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Nearby Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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