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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-11-12 |
| CT | RA | APPROVED | 2021-11-09 |
| IL | RA | APPROVED | 2021-11-09 |
| NY | RA | APPROVED | 2021-11-09 |
| NC | RA | APPROVED | 2021-11-09 |
| PA | RA | APPROVED | 2021-11-09 |
| FL | RA | APPROVED | 2019-08-15 |
| TX | RA | APPROVED_RES | 2004-01-07 |
| OK | RA | APPROVED | 2002-08-26 |
Branch Locations
525 Okeechobee Blvd. Suite 1500, West Palm Beach, FL 33401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 11/2013 | Present |
1) KIDCO LLC AND DWAC LLC. LOCUST VALLEY, NY 11560. NOT INVESTMENT RELATED. BUSINESS - REAL ESTATE. TITLE - OWNER. START DATE - 05/11/2005. NONE/HRS/MONTHS. DUTIES - NONE. 2)EAGLEBROOK SCHOOLPINE NOOK ROADDEERFIELD, MA / SECONDARY SCHOOL BOARD MEMBER / START DATE 10/17/2009 / 5 HRS PER MONTH. 4)LOUIS M DUBIN LIFE INSURANCE TRUST / 212 EAST 57TH STREET NEW YORK, NY 10022 / OTHER / OTHER PERSONAL LIFE INSURANCE TRUST / NONE / IS THIS AN INDUSTRY SECTOR ORGANIZATION? N/A / TRUSTEE / NONE / WILL YOU HAVE AUTHORITY TO MAKE INVESTMENT DECISIONS ON BEHALF OF THE COMPANY? NO/ START DATE - /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-04-04 |
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