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Inactive

Brian Kent Hathaway

Investors Capital Management Inc

Darien, CT

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Current Employers
Investors Capital Management Inc

30 Old Kings Highway South - Suite 200, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-10-16
  • CT RA
    APPROVED
    Since 2012-10-16

Branch Locations

30 Old Kings Highway South - Suite 200, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Management, Inc. Rowayton CT 03/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-10-15
  • S65 Uniform Investment Adviser Law Examination
    2012-10-15

View on SEC IAPD

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