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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-03-05 |
| TX | RA | APPROVED | 2021-03-05 |
Branch Locations
3121 Quail Springs Pkwy Ste 110, Oklahoma City, OK 73134 • United States
Piedmont, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Edmond | OK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Edmond | OK | 11/2016 | 03/2021 |
| Raymond James & Associates, Inc. | Oaklahoma City | OK | 03/2021 | Present |
(1)Name of Business: Excelsior Max!, LLC Address: 3325 Eastridge Circle NE, Piedmont, OK, 73078, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/03/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General Partner and sole owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1982-12-10 |
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