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Account
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2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-30 |
| TX | RA | APPROVED_RES | 2024-01-03 |
| NY | RA | APPROVED | 2023-01-05 |
| CT | RA | APPROVED | 2021-11-30 |
Branch Locations
19 Old Kings Highway South, Darien, CT 06820 • United States
2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rose & Co. Capital Advisors, Llc | Quoque | NY | 10/2013 | 08/2017 |
| Tirschwell & Loewy, Inc. | New York | NY | 09/2007 | 09/2016 |
| Independent Brokerage Solutions Llc | New York | NY | 07/2019 | Present |
| Unio Capital, Llc | New York | NY | 09/2016 | 04/2021 |
| Mid Atlantic Capital Corporation | Darien | CT | 10/2021 | Present |
1)CALISTA CAPITAL, LLC~NON-INVESTMENT RELATED~NEW YORK, NY 10021~CONSULTING~MANAGING MEMBER~SEPT 2006~10HRS PER MONTH~10HRS PER MONTH DURING MARKET~I CREATED AN LLC 15 YEARS AGO AS AN OUTSIDE CONSULTANT 2)CALISTA CAPITAL WAS FORMED BY KAREN GLASSMAN TO PROVIDE CONSULTING SERVICES NOT RELATED TO THE SALE, PURCHASE, OR TRANSFER OF SECURITIES OR ANY OTHER SERVICES THAT WOULD CUSTOMARILY BE PROVIDED BY A BROKER-DEALER. 3)NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours. Home office 2200 Atlantic Street, Stamford CT, 06902. Start Date: 11/30/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-06 |
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