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155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
9940 Research Drive Suite 200, Irvine, CA 92618 • United States
San Diego, CA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Probabilities Fund Management, Llc | San Diego | CA | 08/2016 | 05/2017 |
| Ausdal Financial Partners, Inc | Davenport | IN | 03/2017 | 09/2017 |
| Independent Financial Group | San Diego | CA | 09/2017 | 05/2018 |
| Stax Capital | San Diego | CA | 02/2020 | 08/2020 |
| Westpark Capital, Inc. | Newport Beach | CA | 05/2018 | 02/2020 |
| Emerson Equity Llc | San Mateo | CA | 08/2020 | Present |
52 WEST FINANCIAL INC; PO BOX 228 LA JOLLA, CA 92038 POSITION: sole shareholder, President; NATURE: Currently Inactive pass-through entity created for the purposes of running business; INVESTMENT RELATED: No; NUMBER OF HOURS DEVOTED: None; START DATE: 02/08/2019; ADDRESS: La Jolla, CA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-12-22 |
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