Matthew Steven Whiting

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-02-09
CT	RA	APPROVED	2013-10-30

TX RA
APPROVED_RES

Since 2018-02-09
CT RA
APPROVED

Since 2013-10-30

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Southborough, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newton	MA	10/2013	Present
Bank Of America, N.A.	Newton	MA	12/2013	Present

10/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newton, MA
12/2013 → Present

Bank Of America, N.A.

Newton, MA

Previous Registrations

2009-09-28 → 2013-10-31

Strategic Advisers Llc

Framingham, MA

Shrewsbury, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-09-25
S63	Uniform Securities Agent State Law Examination	2006-10-16

S66 Uniform Combined State Law Examination

2009-09-25
S63 Uniform Securities Agent State Law Examination

2006-10-16

Other Names

Matthew Whiting

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews