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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-06
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2023-01-06
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

24 Century Hill Drive Suite 105, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Latham NY 03/1984 Present
Massmutual Life Insurance Company Latham NY 05/1982 Present
Other Businesses

(1)NAME: VINCENT LECCE INV REL: Y ADDR: 24 CENTURY HILL DR, STE 105, LATHAM, NY 12110NATURE: INDIVIDUAL LIFE, DI, LTC POSITION: AGENT START: 2005 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1. (2)NAME: VINCENT LECCE INV REL: N ADDR: 24 CENTURY HILL DR, LATHAM, NY 12110 NATURE: NOTARY PUBLIC POSITION: NOTARY START: 04/15/2023 NO HRS/MO: LESS THAN 1 NO HRS/MO DUR TRADING: LESS THAN 1.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-11-03
  • S63 Uniform Securities Agent State Law Examination
    1984-11-03

View on SEC IAPD

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