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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-08 |
| OR | RA | APPROVED | 2025-01-08 |
Branch Locations
1000 Sw Broadway Suite 1220, Portland, OR 97205 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp | Portland | OR | 07/2015 | Present |
1) VILLA ST. CLAIR INC., HOLLADAY PARTNERS INC., COMMODORES PARTNERS LLC. REAL ESTATE INVESTMENT HOLDINGS. THERE IS NO BUSINESS ADDRESS OTHER THAN THE INDIVIDUAL PROPERTY ADDRESS ASSOCIATED WITH THE ABOVE OWNERSHIP ENTITY. NATURE OF OTHER BUSINESS IS REAL ESTATE. TITLE, PRESIDENT VILLA ST. CLAIR INC., PARTNER HOLLADAY PARTNERS INC., MEMBER COMMODORE PARTNERS LLC. ONGOING RELATIONSHIP. LESS THAN 5 HOURS PER MONTH DEVOTED TO OUTSIDE BUSINESS. DUTIES RELATING TO OUTSIDE BUSINESS INCLUDE REVIEW OPERATIONS OF REAL ESTATE HOLDINGS. 2) BROADWAY GROUP LLC; MANAGING MEMBER; BUSINESS ESTABLISHED FOR 1099 OFFICE EXPENSES; START DATE: 7/2015; 0-1 HOUR PER MONTH DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS. 3) GLOBAL EQUITY PARTNERS LLC; SOLE MEMBER; BUSINESS ESTABLISHED FOR 1099 BUSINESS EXPENSES; START DATE: 7/2015; 0-1 HOUR PER MONTH DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS. 4) NORTHWEST HISTORIC PROPERTIES LLC., PRIVATE REAL ESTATE HOLDING COMPANY, MEMBER NON-INVESTMENT RELATED; START DATE: 1/31/2015; APPROXIMATELY 1 HOUR PER MONTH DEVOTED TO BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-26 |
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