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Steven Mark Sklover

Wells Fargo Clearing Services, LLC

Santa Barbara, CA

Santa Barbara, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-14
TX RA APPROVED_RES 2017-05-05
NJ RA APPROVED 2009-05-01
  • CA RA
    APPROVED
    Since 2021-07-14
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • NJ RA
    APPROVED
    Since 2009-05-01

Branch Locations

3660 State St, Santa Barbara, CA 93105 • United States

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Morristown NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Morristown NJ 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2009-05-04
    Morgan Stanley & Co. Llc
    Morristown, NJ
  • 2002-07-15 → 2007-04-02
    Morgan Stanley Dw Inc.
    Morristown, NJ
    Morristown, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-12-06
  • S63 Uniform Securities Agent State Law Examination
    1984-12-06

View on SEC IAPD

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PLANMEMBER SECURITIES CORPORATION

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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