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Ernesto Guray-Diaz

Edward Jones

Valencia, CA

CRD 5188967

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
CA RA APPROVED 2025-09-16
  • TX RA
    APPROVED
    Since 2026-05-07
  • CA RA
    APPROVED
    Since 2025-09-16

Branch Locations

26650 The Old Road Suite 215, Valencia, CA 91381-0746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed-Ole Adventures Van Nuys CA 12/2007 07/2025
Transamerica Financial Advisors, Inc Encino CA 12/2015 07/2021
World Financial Group, Inc. Encino CA 09/2015 07/2021
Real Estate And Lending Solutions, Inc. Quartz Hill CA 09/2014 07/2025
Edward Jones St. Louis MO 07/2025 Present
  • 12/2007 → 07/2025
    Self-Employed-Ole Adventures
    Van Nuys, CA
  • 12/2015 → 07/2021
    Transamerica Financial Advisors, Inc
    Encino, CA
  • 09/2015 → 07/2021
    World Financial Group, Inc.
    Encino, CA
  • 09/2014 → 07/2025
    Real Estate And Lending Solutions, Inc.
    Quartz Hill, CA
  • 07/2025 → Present
    St. Louis, MO
Other Businesses

TEAM Legacy SFV San Fernando, CA Start date: 4/1/2025 President Hours per week: 0 Hours during trading: 0 It's a networking group Chapter for a larger group called TEAM Referral Network. TEAM Legacy SFV San Fernando, CA Start date: 4/1/2025 President Hours per week: 0 Hours during trading: 0 It's a networking group Chapter for a larger group called TEAM Referral Network.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-15
S63 Uniform Securities Agent State Law Examination 2006-09-08
  • S66 Uniform Combined State Law Examination
    2025-09-15
  • S63 Uniform Securities Agent State Law Examination
    2006-09-08
Other Names
  • Ernest Diaz Guray
  • Ernesto Guray - Diaz
  • Ernest Diaz Guray
  • Ernesto Diaz Guray
  • Ernest Diaz Guray

View on SEC IAPD

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