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Sharon M Decampo

Stifel, Nicolaus & Company, Incorporated

Mission Viejo, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-04-21
  • CA RA
    APPROVED
    Since 2011-04-21

Branch Locations

27201 Puerta Real Suite 350, Mission Viejo, CA 92691 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Irvine CA 04/2011 Present
  • 04/2011 → Present
    Stifel Nicolaus & Co Inc
    Irvine, CA
Previous Registrations
  • 2009-06-01 → 2011-04-29
    Morgan Stanley
    Laguna Niguel, CA
    Laguna Niguel, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Laguna Woods, CA
  • 1998-11-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Laguna Woods, CA
    Laguna Woods, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-08
S63 Uniform Securities Agent State Law Examination 1991-03-11
  • S65 Uniform Investment Adviser Law Examination
    2004-09-08
  • S63 Uniform Securities Agent State Law Examination
    1991-03-11
Other Names
  • Sharon Marie Mccunn
  • Sharon Marie Mckechnie
  • Sharon Marie Decampo
  • Sharon M De Campo

View on SEC IAPD

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Other Offices

EDWARD JONES · MISSION VIEJO, CA
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WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
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