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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
| NC | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Buffalo | NY | 11/1980 | Present |
| L&M Financial Services | Amherst | NY | 01/1981 | Present |
| Securities America Inc | Amherst | NY | 09/2007 | 06/2024 |
| Securities America Advisor, Inc | Amherst | NY | 09/2007 | 06/2024 |
| Osaic Wealth, Inc. | Amherst | NY | 06/2024 | Present |
1. L&M GROUP POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2007 ADDRESS: 3820 Sheridan Drive, Amherst NY 14226 DESCRIPTION: Life Insurance Sales 2. DBA - L&M Wealth Management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-11-30 |
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