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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2018-01-17
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2018-01-17

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Williamsville NY 01/2015 03/2017
Mml Investors Services, Llc Amherst NY 03/2017 Present
Massmutual Life Insurance Co Amherst NY 07/2016 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Williamsville, NY
  • 03/2017 → Present
    Amherst, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Amherst, NY
Other Businesses

COACH-BEACH BODY-FROM RESIDENTIAL ADDRESS-3HRS SEC, 2HRS NONSEC-SINCE 12/2014 independent insurance agent from business address Specific Solutions 1 hour securities fixed annuities life accident and health LTC since 1/2016 Independent Insurance Agent - Life Settlements through Ashar Group LLC - from business address - 1 security hours and 0 non security hours - since 06/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-03-07
  • S63 Uniform Securities Agent State Law Examination
    2007-03-07

View on SEC IAPD

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