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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2012-02-02 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
East Amherst, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Amherst | NY | 12/2011 | Present |
| Mass Mutual Life Insurance Company | Amherst | NY | 10/2009 | Present |
SPECIFIC SOLUTIONS INV REL: Y ADD: 300 CORPORATE PARKWAY, 216N, AMHERST, NY 14226 NATURE: LIFE INSURANCE POSITION: AGENT START DATE: 12/1/11 NO. HR/MO: 15 NO. HR/MO DURING SEC TRADING: 15 DESCRIBE DUTIES: SELL LIFE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-12 |
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