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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-19 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rite Aid | Tonawanda | NY | 01/2001 | 08/2021 |
| Mml Investor Service Inc | Buffalo | NY | 11/2005 | Present |
1)Name: Mary Beth Homyak, Notary Public of State of New York, Inv Rel: N Addr: 300 Corporate Parkway, Suite 216N, Amherst NY 14226, Nature: Notary Public, Position: Notary Public, State of New York, Start: April 2002, No Hr/Mo: 5 No Hr/Mo Dur Trading: 5 Duties: I am officially authorized to certify or attest documents.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-05-15 |
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