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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-21 |
| NY | RA | APPROVED | 2024-01-04 |
Branch Locations
300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Williamsville | NY | 03/2023 | 08/2023 |
| Lululemon | Victor | NY | 11/2022 | 05/2023 |
| Pie-O-Mine/Greens Pizzeria | Williamsville | NY | 04/2022 | 08/2022 |
| Dicks Sporting Goods | Williamsville | NY | 04/2021 | 08/2021 |
| Niagara Falls Country Club | Niagara Falls | NY | 04/2020 | 08/2020 |
| Massmutual Life Insurance Co. | Amherst | NY | 08/2023 | Present |
| Mml Investors Services, Llc | Amherst | NY | 08/2023 | Present |
| Starpoint High School | Lockport | NY | 09/2016 | 07/2019 |
| St. John Fisher University | Rochester | NY | 08/2019 | 05/2023 |
1) NAME: Brendan Gawel INV REL: N ADD: 320 Porter Ave, Buffalo NY 14201 NATURE: Part time assistant football coach POSITION: Part time assistant football coach START DATE: 11/17/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Coaching wide receivers at D'youvill college. Helping with practice, gameplans, and scouting. Helping with game day operations. 2) NAME: Brendan Gawel INV REL: Y ADD: 359 N. Washington St., Rochester NY 14625 NATURE: INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/31/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SALES AND SERVICES INDIVIDUAL LIFE & FIXED ANNUITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-25 |
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