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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-21
NY RA APPROVED 2024-01-04
  • TX RA
    APPROVED
    Since 2025-02-21
  • NY RA
    APPROVED
    Since 2024-01-04

Branch Locations

300 Corporate Pkwy Suite 216N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Williamsville NY 03/2023 08/2023
Lululemon Victor NY 11/2022 05/2023
Pie-O-Mine/Greens Pizzeria Williamsville NY 04/2022 08/2022
Dicks Sporting Goods Williamsville NY 04/2021 08/2021
Niagara Falls Country Club Niagara Falls NY 04/2020 08/2020
Massmutual Life Insurance Co. Amherst NY 08/2023 Present
Mml Investors Services, Llc Amherst NY 08/2023 Present
Starpoint High School Lockport NY 09/2016 07/2019
St. John Fisher University Rochester NY 08/2019 05/2023
  • 03/2023 → 08/2023
    Pruco Securities Llc
    Williamsville, NY
  • 11/2022 → 05/2023
    Lululemon
    Victor, NY
  • 04/2022 → 08/2022
    Pie-O-Mine/Greens Pizzeria
    Williamsville, NY
  • 04/2021 → 08/2021
    Dicks Sporting Goods
    Williamsville, NY
  • 04/2020 → 08/2020
    Niagara Falls Country Club
    Niagara Falls, NY
  • 08/2023 → Present
    Massmutual Life Insurance Co.
    Amherst, NY
  • 08/2023 → Present
    Amherst, NY
  • 09/2016 → 07/2019
    Starpoint High School
    Lockport, NY
  • 08/2019 → 05/2023
    St. John Fisher University
    Rochester, NY
Other Businesses

1) NAME: Brendan Gawel INV REL: N ADD: 320 Porter Ave, Buffalo NY 14201 NATURE: Part time assistant football coach POSITION: Part time assistant football coach START DATE: 11/17/2025 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Coaching wide receivers at D'youvill college. Helping with practice, gameplans, and scouting. Helping with game day operations. 2) NAME: Brendan Gawel INV REL: Y ADD: 359 N. Washington St., Rochester NY 14625 NATURE: INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/31/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SALES AND SERVICES INDIVIDUAL LIFE & FIXED ANNUITIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-25
  • S66 Uniform Combined State Law Examination
    2023-10-25

View on SEC IAPD

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