David P Little

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 04/2026
  Prospera Financial Securities
  Dallas, TX
• 04/2026 → Present
  Lpl Financial Llc
  Colleyville, TX

Previous Registrations

• 2004-06-22 → 2026-04-22
  Prospera Financial Services, Inc.
  Colleyville, TX
  Dallas, TX
  Colleyville, TX
• 2003-03-05 → 2003-11-07
  Oxford Advisors Corporation
  Colleyville, TX
• 1999-12-03 → 2002-12-31
  Oxford Advisors Corporation
  Colleyville, TX

Other Businesses

1. 04/2026 - Copper Mountain Capital LLC - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Colleyville TX 76034 - OBA Start Date: 01/04/2013 2. 04/2026 - Little & Associates Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026 3. 04/2026 - Silverleaf Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026 4. 04/2026 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/20/2026

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-09-17

Other Names

• Dave Little
• David Paul Little