Patrick James Vaughan

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2009-03-13

MD RA
APPROVED

Since 2009-03-13

Branch Locations

303 International Circle Suite 370, Hunt Valley, MD 21030 • United States

Towson, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Hunt Valley	MD	03/2009	Present

03/2009 → Present

Rbc Capital Markets, Llc

Hunt Valley, MD

Previous Registrations

1992-01-21 → 2009-03-13

Ferris, Baker Watts, Llc

Hunt Valley, MD

Baltimore, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-03-27

S63 Uniform Securities Agent State Law Examination

1986-03-27

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

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