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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-10
CT RA APPROVED 2013-10-03
  • TX RA
    APPROVED_RES
    Since 2021-03-10
  • CT RA
    APPROVED
    Since 2013-10-03

Branch Locations

15 N. Main Street Suite 300, West Hartford, CT 06107-2420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc West Hartford CT 10/2013 Present
Previous Registrations
Other Businesses

TCS Home Group LLC, West Hartford, CT; Not investment related; Nature: Real Estate Investment Company focusing on restoration of privately owned properties; Position/Title: Investor; Duties: Provides funds for flipping of homes for return on investment; No hours devoted; Compensated.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-20
  • S63 Uniform Securities Agent State Law Examination
    1991-03-20
Other Names
  • Robert Peter Black
  • Robert Schwartz
  • Robert Peter Schwartz Black
  • Bob Black

View on SEC IAPD

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